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Gold (including gold plated with platinum), unwrought or in semi-manufactured forms, or in powder form

Gold (including gold plated with platinum), unwrought or in semi-manufactured forms, or in powder form: This PCR applies to foreground production of gold at the…

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  • Warnings methodology_not_reviewed Authored methodology is candidate guidance and still requires methodology review.

Classification mapping

CPC 3.0:41320 · exact

Source

1. Scope and Applicability

This PCR applies to foreground production of gold at the refinery or metal-forming gate when the saleable output is unwrought gold, gold powder, a semi-manufactured gold form, or gold plated with platinum within CPC 41320. The foreground boundary begins with received, assayed gold-bearing refinery feed and ends with the mass-accounted gold product in its declared saleable form. It covers primary/intermediate doré feed and secondary gold-scrap feed as distinct conditional inputs, and requires the actual refining and forming route to be declared.

Mining, ore beneficiation, mine-site leaching, scrap collection before refinery acceptance, finished jewellery, coins, electronic components, and downstream use are outside the foreground process. Their burdens are represented by upstream datasets when included in the study scope. Gold ores and concentrates, waste gold, base metals or silver clad with gold, and finished articles are not reference products under this PCR.

2. Product Category Identity

FieldValue
canonical_pcr_idpcr.metal-products-machinery-and-equipment.basic-metals.gold-including-gold-plated-with-platinum-unwrought-or-in-semi-manufactured-forms-or-in-739283c7
classification_refsCPC 3.0: 41320
covered_productsUnwrought gold; gold powder; semi-manufactured gold forms; gold plated with platinum, where gold remains the classified product
excluded_productsGold ores and concentrates; waste and scrap of gold; base metals or silver clad with gold; finished jewellery, coins, electronic parts, and other finished articles
representative_productMass-accounted saleable gold in the declared form and fineness
production_routeRefining of assayed doré or accepted gold scrap by the declared pyrometallurgical, electrorefining, hydrochloric-acid/chlorine, aqua-regia, precipitation, melting, casting, granulation, powder, or forming sequence actually used
market_stateAt the refinery or forming facility gate, unpackaged, with form, fineness, alloy/platinum-plating status, and moisture or surface-treatment basis declared

3. Reference Flow

FieldValue
WhatProduction of a declared saleable gold form within CPC 41320
How much1 kg net gold product at the facility gate
How wellConforming to the producer's declared fineness, physical form, dimensions or particle specification, alloy status, and platinum-plating status
How long or cycleOne production lot or campaign represented by the reporting period; no use duration is assigned
reference_flow_linkThe output row output_gold is the quantitative reference
FieldValue
Reference amount1 kg
Reference product flowGold 4ceb691b-15cf-4775-b55e-06a0370973a7
Reference flow propertyMass 93a60a56-a3c8-11da-a746-0800200b9a66
Reference unit groupUnits of mass 93a60a57-a4c8-11da-a746-0800200c9a66
Reference unitkg
Required qualifiersfinal physical form; gold fineness and assay method; alloy composition; platinum-plating presence and coating basis; production route; primary/intermediate or recycled feed route; facility geography; reporting period; net-mass boundary; packaging exclusion

When constructing a foreground data package, the items listed in Required qualifiers must be declared in dataset metadata, process notes, reference flow comment, product description, or an equivalent data package field. Missing required qualifiers make the reference flow definition incomplete for that data package.

4. Measurement and Unit Rules

rule_idApplies toRequired propertyRequired unitRule
reference_massReference product and mass-accounted material rowsMass 93a60a56-a3c8-11da-a746-0800200b9a66kgReport net mass excluding packaging. State whether powder moisture, surface coating, or retained process liquid is included; normalize every inventory amount to 1 kg of the declared reference product.
contained_gold_accountingDoré, scrap, product, residue, and co-product metal accountingMass and assay fractionkg AuCalculate contained gold from measured lot mass, dry-matter correction where relevant, and representative assay. Preserve gross mass and assay records; do not substitute nominal fineness for measured assay.
gas_reference_conditionsNatural gas and industrial oxygenVolumem3Record meter reference temperature, pressure, dry/wet basis, and standard condition. Convert volume only when those conditions and the conversion method are documented.
electricity_energy_basisAlternating-current electricityNet calorific value 93a60a56-a3c8-11da-a746-0800200c9a66MJRetain the original meter unit and billing interval. When converting kWh to MJ, apply the exact SI relation 1 kWh = 3.6 MJ and retain both values.

5. System Boundary

The foreground system contains feed acceptance and assay; only the preparation, melting, dissolution, refining, electrorefining, precipitation, casting, granulation, powder production, or semi-manufacturing operations actually used; off-gas capture and treatment; internal wastewater transfer and treatment attributable to the product; and final product assay and weighing. Buildings and capital equipment are outside the default foreground inventory unless explicitly included.

Boundary Abstraction

FieldValue
declared_starting_conditionReceived gold-bearing feed has crossed the facility gate and has a unique lot identity, measured mass, representative gold assay, physical-state description, supplier/source route, and waste-or-product legal status.
starting_condition_roleForeground gate input; upstream production, collection, and transport are represented separately when required by the declared study boundary.
product_classification_scopeSaleable outputs within CPC 3.0 code 41320 only.
recursive_input_ruleA purchased or transferred gold input already within CPC 41320 is recorded with its own upstream dataset and is not recursively re-produced inside this foreground process. Internal rework is recorded once in the mass balance and is not a new external input.
upstream_dataset_requirementLink doré, gold scrap under the chosen recycling system model, electricity, fuels, oxygen, water, and each reagent to geography-, technology-, concentration-, and delivery-appropriate upstream datasets when constructing cradle-to-gate results.
disclosureDeclare feed route and legal status, supplier/source geography, assay and dry-mass basis, refining/forming technology, included environmental-control operations, recycling allocation approach, co-products, internal recycling, cut-offs, product form/fineness, and whether upstream transport is included.
rule_idApplies toRulesource_ids
boundary_rule_1foreground_operation_selectionInclude only operations actually used to transform accepted feed into the declared gold product; record route-specific reagents and emissions as conditional atomic exchanges.eu-jrc-nfm-bref-2017; fritz-gold-scrap-recycling-2020
boundary_rule_2environmental_controlsInclude attributable off-gas capture/scrubbing and wastewater neutralization or treatment; do not report untreated generation and treated release as the same exchange.eu-jrc-nfm-bref-2017; fritz-gold-scrap-recycling-2020
boundary_rule_3upstream_and_recycling_boundaryKeep physical foreground collection from accepted feed to saleable product distinct from upstream datasets and the declared recycling system model.fritz-gold-scrap-recycling-2020

6. Process Inventory Structure

Process Map

process_idprocess_nameinclusioninclusion_conditionrolequantitative_reference
gold_refining_and_formingGold feed preparation, refining, environmental control, and final formingrequiredForeground production from accepted refinery feed to saleable gold product1 kg output_gold

Process: Gold feed preparation, refining, environmental control, and final forming (gold_refining_and_forming)

Inputs

Product flows
Doré bullion refinery feed (feed_dore_bullion)

Doré bullion is recorded when it enters the foreground gate as a product input. Include it only for lots supplied as doré; preserve measured mass, gold/silver assay, impurity profile, source route, and supplier dataset link.

  • Selected flow: Doré bullion 51a53db0-358c-463b-96b3-691fc1e4b654
  • Flow property / unit: Mass / kg
  • Amount rule: measured net mass of accepted doré lots
  • Value mode: Foreground record (foreground_record)
  • Specificity: Product-specific (product_specific)
  • Normalization basis: per 1 kg reference gold product
  • Basis kind: Reference flow (reference_flow)
  • Evidence kind: Collected record (collected_record)
  • Collection protocol: cp_material_mass_and_assay
  • Sources: eu-jrc-nfm-bref-2017
Alternating-current electricity (input_electricity)

Record metered alternating-current electricity consumed by included production and environmental-control equipment.

  • Selected flow: alternating current 8bfc48b1-c262-4156-a817-b2c8a1b21598
  • Flow property / unit: Net calorific value / MJ
  • Amount rule: measured electricity consumption allocated to included operations
  • Value mode: Foreground record (foreground_record)
  • Specificity: Site-specific (site_specific)
  • Normalization basis: per 1 kg reference gold product
  • Basis kind: Reference flow (reference_flow)
  • Evidence kind: Collected record (collected_record)
  • Collection protocol: cp_energy_and_fuel_records
  • Sources: eu-jrc-nfm-bref-2017; fritz-gold-scrap-recycling-2020
Gaseous natural gas (input_natural_gas)

Record gaseous natural gas when used in included furnaces, dryers, or thermal environmental-control operations.

  • Selected flow: natural gas in the gaseous state 4f19ca0e-7b3b-11dd-ad8b-0800200c9a66
  • Flow property / unit: Volume / m3
  • Amount rule: measured delivered gas at documented reference conditions
  • Value mode: Foreground record (foreground_record)
  • Specificity: Site-specific (site_specific)
  • Normalization basis: per 1 kg reference gold product
  • Basis kind: Reference flow (reference_flow)
  • Evidence kind: Collected record (collected_record)
  • Collection protocol: cp_energy_and_fuel_records
  • Sources: fritz-gold-scrap-recycling-2020
Industrial oxygen (input_industrial_oxygen)

Record industrial oxygen only when used in cupellation, oxy-fuel melting, oxidation, or another included refining operation.

  • Selected flow: Industrial oxygen bd4b0f96-2090-4806-a648-335ab20ff401
  • Flow property / unit: Volume / m3
  • Amount rule: measured oxygen delivered at documented reference conditions
  • Value mode: Foreground record (foreground_record)
  • Specificity: Technology-specific (technology_specific)
  • Normalization basis: per 1 kg reference gold product
  • Basis kind: Reference flow (reference_flow)
  • Evidence kind: Collected record (collected_record)
  • Collection protocol: cp_gas_reagent_records
  • Sources: eu-jrc-nfm-bref-2017
Process water (input_process_water)

Record process water supplied for dissolution, washing, granulation, electrolyte makeup, scrubbing, or attributable wastewater treatment. Keep fresh and internally recycled water separate.

  • Selected flow: Process Water 94a04f7e-2d5c-41f0-b182-d54a3b373a02
  • Flow property / unit: Mass / kg
  • Amount rule: measured fresh process-water input
  • Value mode: Foreground record (foreground_record)
  • Specificity: Site-specific (site_specific)
  • Normalization basis: per 1 kg reference gold product
  • Basis kind: Reference flow (reference_flow)
  • Evidence kind: Collected record (collected_record)
  • Collection protocol: cp_water_records
  • Sources: eu-jrc-nfm-bref-2017; fritz-gold-scrap-recycling-2020
Hydrochloric acid solution (input_hydrochloric_acid)

Record hydrochloric acid solution only for a route that consumes it. Supplied concentration and product state are mandatory qualifiers; the UUID remains unresolved until an exact concentration-specific identity is selected.

  • Selected flow: Hydrochloric acid solution
  • Flow property / unit: Mass / kg solution
  • Amount rule: measured mass of supplied hydrochloric acid solution and recorded concentration
  • Value mode: Foreground record (foreground_record)
  • Specificity: Technology-specific (technology_specific)
  • Normalization basis: per 1 kg reference gold product
  • Basis kind: Reference flow (reference_flow)
  • Evidence kind: Collected record (collected_record)
  • Collection protocol: cp_reagent_records
  • Sources: eu-jrc-nfm-bref-2017; fritz-gold-scrap-recycling-2020
Nitric acid (input_nitric_acid)

Record nitric acid only when aqua regia or another included nitric-acid operation is used; retain supplied concentration and grade.

  • Selected flow: Nitric acid bf883501-c052-414e-8e21-e6f53cc257ba
  • Flow property / unit: Mass / kg
  • Amount rule: measured mass of supplied nitric acid with concentration recorded
  • Value mode: Foreground record (foreground_record)
  • Specificity: Technology-specific (technology_specific)
  • Normalization basis: per 1 kg reference gold product
  • Basis kind: Reference flow (reference_flow)
  • Evidence kind: Collected record (collected_record)
  • Collection protocol: cp_reagent_records
  • Sources: eu-jrc-nfm-bref-2017; fritz-gold-scrap-recycling-2020
Sodium hydroxide (input_sodium_hydroxide)

Record sodium hydroxide consumed in off-gas scrubbing, wastewater neutralization, cyanide destruction where applicable, or another included operation; retain supplied concentration and state.

  • Selected flow: Sodium hydroxide e0abcced-0611-4c24-9290-5a2c5a0c4169
  • Flow property / unit: Mass / kg
  • Amount rule: measured mass of supplied sodium hydroxide product or solution
  • Value mode: Foreground record (foreground_record)
  • Specificity: Technology-specific (technology_specific)
  • Normalization basis: per 1 kg reference gold product
  • Basis kind: Reference flow (reference_flow)
  • Evidence kind: Collected record (collected_record)
  • Collection protocol: cp_reagent_records
  • Sources: eu-jrc-nfm-bref-2017; fritz-gold-scrap-recycling-2020
Quicklime (input_quicklime)

Record quicklime only when consumed in attributable wastewater neutralization. Do not substitute generic lime or a volume-only loose-product identity.

  • Selected flow: Quicklime
  • Flow property / unit: Mass / kg
  • Amount rule: measured mass of quicklime consumed
  • Value mode: Foreground record (foreground_record)
  • Specificity: Technology-specific (technology_specific)
  • Normalization basis: per 1 kg reference gold product
  • Basis kind: Reference flow (reference_flow)
  • Evidence kind: Collected record (collected_record)
  • Collection protocol: cp_reagent_records
  • Sources: fritz-gold-scrap-recycling-2020
Sulfur dioxide (input_sulfur_dioxide)

Record sulfur dioxide only when used to precipitate gold from solution; retain purity and supply state.

  • Selected flow: sulfur dioxide fdbae35b-dde5-45ff-9834-f61e1cdf32e4
  • Flow property / unit: Mass / kg
  • Amount rule: measured mass supplied to gold precipitation
  • Value mode: Foreground record (foreground_record)
  • Specificity: Technology-specific (technology_specific)
  • Normalization basis: per 1 kg reference gold product
  • Basis kind: Reference flow (reference_flow)
  • Evidence kind: Collected record (collected_record)
  • Collection protocol: cp_gas_reagent_records
  • Sources: fritz-gold-scrap-recycling-2020
Chlorine gas (input_chlorine)

Record chlorine only when used in Miller refining, hydrochloric-acid/chlorine dissolution, or an included electrolyte operation.

  • Selected flow: Chlorine 1fb2c22c-c189-4e2a-9a9f-810b59c37325
  • Flow property / unit: Mass / kg
  • Amount rule: measured mass supplied to included operations
  • Value mode: Foreground record (foreground_record)
  • Specificity: Technology-specific (technology_specific)
  • Normalization basis: per 1 kg reference gold product
  • Basis kind: Reference flow (reference_flow)
  • Evidence kind: Collected record (collected_record)
  • Collection protocol: cp_gas_reagent_records
  • Sources: eu-jrc-nfm-bref-2017
Waste flows
Gold scrap refinery feed (feed_gold_scrap)

Record accepted waste and scrap of gold or gold-clad metal only for the secondary route. Preserve legal status, source category, measured mass, gold assay, non-gold composition, and recycling system model.

  • Selected flow: Waste and scrap of gold or gold-clad metal
  • Flow property / unit: Mass / kg
  • Amount rule: measured net mass of accepted gold-scrap lots
  • Value mode: Foreground record (foreground_record)
  • Specificity: Product-specific (product_specific)
  • Normalization basis: per 1 kg reference gold product
  • Basis kind: Reference flow (reference_flow)
  • Evidence kind: Collected record (collected_record)
  • Collection protocol: cp_material_mass_and_assay
  • Sources: eu-jrc-nfm-bref-2017; fritz-gold-scrap-recycling-2020
Elementary flows

No elementary input is prescribed. Any directly withdrawn resource must be added as its own measured elementary-flow row.

Outputs

Product flows
Reference gold product (output_gold)

Record the saleable product after final assay and weighing. Form, fineness, dimensions or particle specification, alloy composition, and platinum-plating status must match the declared reference product.

  • Selected flow: Gold 4ceb691b-15cf-4775-b55e-06a0370973a7
  • Flow property / unit: Mass / kg
  • Amount rule: measured net mass of conforming saleable gold product
  • Value mode: Foreground record (foreground_record)
  • Specificity: Product-specific (product_specific)
  • Normalization basis: exactly 1 kg reference gold product
  • Basis kind: Reference flow (reference_flow)
  • Evidence kind: Collected record (collected_record)
  • Collection protocol: cp_material_mass_and_assay
  • Sources: un-cpc-3-0-structure-2025; eu-jrc-nfm-bref-2017; fritz-gold-scrap-recycling-2020
Waste flows
Refinery wastewater transferred for treatment (output_wastewater)

Record one measured wastewater stream transferred from included operations to treatment. Retain pH, mass or density conversion, dissolved/suspended metals, chloride/nitrate content, destination, and pre/post-treatment state.

  • Selected flow: Wastewater d2d44ce1-c0f4-461d-9413-f4b33e0d200f
  • Flow property / unit: Mass / kg
  • Amount rule: measured mass of the defined refinery wastewater stream
  • Value mode: Foreground record (foreground_record)
  • Specificity: Site-specific (site_specific)
  • Normalization basis: per 1 kg reference gold product
  • Basis kind: Reference flow (reference_flow)
  • Evidence kind: Collected record (collected_record)
  • Collection protocol: cp_waste_records
  • Sources: eu-jrc-nfm-bref-2017; fritz-gold-scrap-recycling-2020
Metal-hydroxide sludge from wastewater neutralization (output_metal_hydroxide_sludge)

Record dewatered metal-hydroxide sludge generated by neutralizing and filtering attributable gold-refinery wastewater. Keep it separate from anode sludge, petroleum-refinery sludge, and recoverable intermediates.

  • Selected flow: Metal-hydroxide sludge from gold-refinery wastewater treatment
  • Flow property / unit: Mass / kg wet sludge
  • Amount rule: measured wet mass with dry-matter fraction and destination recorded
  • Value mode: Foreground record (foreground_record)
  • Specificity: Site-specific (site_specific)
  • Normalization basis: per 1 kg reference gold product
  • Basis kind: Reference flow (reference_flow)
  • Evidence kind: Collected record (collected_record)
  • Collection protocol: cp_waste_records
  • Sources: fritz-gold-scrap-recycling-2020
Elementary flows
Fossil carbon dioxide to air (emission_carbon_dioxide_fossil)

Record direct fossil carbon dioxide from combustion within included operations. Exclude upstream electricity emissions.

  • Selected flow: carbon dioxide (fossil) 08a91e70-3ddc-11dd-923d-0050c2490048
  • Flow property / unit: Mass / kg
  • Amount rule: calculated direct fossil CO2 from measured fuel use and documented carbon/oxidation basis, or measured stack mass
  • Value mode: Calculated value (calculated_value)
  • Specificity: Site-specific (site_specific)
  • Normalization basis: per 1 kg reference gold product
  • Basis kind: Fuel inventory (fuel_inventory)
  • Evidence kind: Calculated from collection (calculated_from_collection)
  • Collection protocol: cp_energy_and_fuel_records
  • Sources: fritz-gold-scrap-recycling-2020
Hydrogen chloride to air (emission_hydrogen_chloride_to_air)

Record measured post-abatement hydrogen chloride released from included refinery stacks when chloride operations apply.

  • Selected flow: hydrogen chloride fe0acd60-3ddc-11dd-aab0-0050c2490048
  • Flow property / unit: Mass / kg
  • Amount rule: measured post-abatement stack release integrated over the reporting period
  • Value mode: Foreground record (foreground_record)
  • Specificity: Site-specific (site_specific)
  • Normalization basis: per 1 kg reference gold product
  • Basis kind: Reference flow (reference_flow)
  • Evidence kind: Collected record (collected_record)
  • Collection protocol: cp_stack_emission_records
  • Sources: eu-jrc-nfm-bref-2017
Chlorine to air (emission_chlorine_to_air)

Record measured post-abatement chlorine when chlorine operations apply. Select a UUID only after the actual air compartment is established.

  • Selected flow: Chlorine emitted to air
  • Flow property / unit: Mass / kg
  • Amount rule: measured post-abatement stack release integrated over the reporting period
  • Value mode: Foreground record (foreground_record)
  • Specificity: Site-specific (site_specific)
  • Normalization basis: per 1 kg reference gold product
  • Basis kind: Reference flow (reference_flow)
  • Evidence kind: Collected record (collected_record)
  • Collection protocol: cp_stack_emission_records
  • Sources: eu-jrc-nfm-bref-2017
Nitrogen dioxide to air (emission_nitrogen_dioxide_to_air)

Record nitrogen-oxide monitoring as nitrogen dioxide mass only when the method reports that basis. Do not substitute nitrite.

  • Selected flow: Nitrogen dioxide emitted to air
  • Flow property / unit: Mass / kg NO2
  • Amount rule: measured post-abatement nitrogen dioxide release integrated over the reporting period
  • Value mode: Foreground record (foreground_record)
  • Specificity: Site-specific (site_specific)
  • Normalization basis: per 1 kg reference gold product
  • Basis kind: Reference flow (reference_flow)
  • Evidence kind: Collected record (collected_record)
  • Collection protocol: cp_stack_emission_records
  • Sources: eu-jrc-nfm-bref-2017

7. Allocation and Co-product Handling

rule_idApplies toRulesource_ids
allocation_rule_1separately_metered_operationsAvoid allocation by subdividing and directly assigning measured inputs, wastes, and emissions to the operation and lot that produced them.fritz-gold-scrap-recycling-2020
allocation_rule_2inseparable_multi_output_operationsWhen gold and other valuable metals are inseparable at the measurement point, report mass allocation and economic allocation based on documented contemporaneous net values as sensitivity cases; identify the primary case and retain masses, assays, prices, currency, date, and calculations.fritz-gold-scrap-recycling-2020
allocation_rule_3internal_recovery_and_reworkReturn internally recovered gold-bearing residues to the mass balance once without treating them as a new external input or avoided product. Exported material receives a separate verified product or waste flow.eu-jrc-nfm-bref-2017
allocation_rule_4recycled_feedDeclare the recycling system model for gold scrap and keep upstream collection or avoided-primary-production credit outside the physical foreground inventory unless the boundary is explicitly expanded.fritz-gold-scrap-recycling-2020

8. Foreground Data Collection, Calculation, and Quality Rules

Data Collection Protocols

protocol_idprocess_idflow_rolerecord_typeraw_fieldscollection_methodunitfrequencytemporal_coveragesite_scopeaggregation_rulequality_evidence
cp_material_mass_and_assaygold_refining_and_formingaccepted feed, product, and contained-gold balancescale record and laboratory assaylot_id; time; gross_mass; tare_mass; net_mass; dry_fraction; Au_assay; other_assays; assay_method; sample_id; form; dispositionCalibrated weighing and documented representative sampling/assay for each lotkg; mass fractionEvery lotFull reporting periodReceiving, intermediate, and dispatch pointsCalculate contained metal by lot before period aggregationScale calibration; sampling plan; laboratory QA/QC; chain of custody; reconciliation
cp_energy_and_fuel_recordsgold_refining_and_formingelectricity, natural gas, and direct fossil CO2meter, invoice, and fuel specificationmeter_id; readings; unit; time; allocation_driver; gas_conditions; carbon_factor; oxidation_basisRead calibrated meters, reconcile invoices, and assign only included operationsMJ; kWh; m3At least monthly and at campaign changeFull reporting periodIncluded production and control equipmentSum each carrier, subtract documented exports, normalize to product, and calculate direct CO2 separatelyCalibration; invoices; reconciliation; fuel specification
cp_gas_reagent_recordsgold_refining_and_formingoxygen, sulfur dioxide, and chlorineflow meter, tank/cylinder issue, or invoiceidentity; purity; state; mass_or_volume; reference_conditions; issue_quantity; operation; lot_idReconcile delivery and issue records to operation and campaignkg; m3Each delivery or issueFull reporting periodIncluded refining operationsSum each gas separately by consuming routeCalibration; supplier certificate; stock reconciliation
cp_water_recordsgold_refining_and_formingfresh process waterwater meter and transfer recordmeter_id; source; readings; unit; density; operation; recycled_returnMeter fresh water separately from recycled waterkg; m3At least monthlyFull reporting periodIncluded supply pointsConvert volume only with documented density; prevent recycled-water double countCalibration; water balance; invoice or abstraction record
cp_reagent_recordsgold_refining_and_formingliquid and solid reagentspurchase, stock, batch, and dosing recordsidentity; concentration; grade; state; opening_stock; receipts; closing_stock; issued; returns; operation; lot_idReconcile stock change and dosing for each chemical separatelykg product; kg activeEach batch with monthly reconciliationFull reporting periodReagent stores and dosing pointsUse opening plus receipts minus closing minus returns; report product and active basis separatelySupplier certificate; stock reconciliation; calibrated dosing record
cp_waste_recordsgold_refining_and_formingwastewater and hydroxide sludgemeter/scale, analysis, and transfer manifeststream_id; stage; mass_or_volume; density; pH; dry_fraction; metals; anions; destination; waste_code; dateMeter each defined stream and retain representative analysis and transfer evidencekg; m3; mass fractionEach transfer or continuous totalFull reporting periodAttributable treatment transfersAggregate each stream by treatment state and destination; prevent pre/post-treatment double countCalibration; laboratory QA/QC; manifest; treatment log
cp_stack_emission_recordsgold_refining_and_formingpost-abatement HCl, chlorine, and NO2monitor or stack test plus operating logsource_id; pollutant; concentration; flow; reference_conditions; correction; duration; method; detection_limit; hours; abatement_statusPair concentration with dry-gas flow and operating time using the applicable methodkg; mg/Nm3; Nm3/hPermit frequency or continuousRepresentative operating states in the reporting periodEach attributable emission pointCalculate mass by source and sum only like substances on the same chemical basisCalibration; accredited report; detection-limit rule; operating logs

Calculation Rules

rule_idApplies toFormula or ruleInputsOutputsource_ids
calc_rule_1contained gold by lotcontained_Au_kg = net_mass_kg × dry_matter_fraction × Au_assay_mass_fractionlot mass, dry fraction, assaykg contained Aumass-balance-identity
calc_rule_2normalized inventorynormalized_exchange = reporting_period_exchange ÷ conforming_output_gold_kgperiod exchange and product massexchange per 1 kg goldmass-balance-identity
calc_rule_3stock-reconciled reagent usereagent_use = opening_stock + receipts - closing_stock - documented_returnsstock and issue recordskg product and active substancemass-balance-identity
calc_rule_4direct fossil carbon dioxideCalculate from measured fuel using documented carbon content and oxidation basis; exclude biogenic and upstream fuel-cycle emissions.fuel quantity, energy basis, carbon factor, oxidation basiskg fossil CO2mass-balance-identity
calc_rule_5measured stack releasepollutant_mass = concentration × dry-gas flow × operating duration under consistent reference conditions and documented below-detection treatmentconcentration, gas flow, duration, correctionkg pollutanteu-jrc-nfm-bref-2017
calc_rule_6gold mass-balance closureclosure = (contained_Au_inputs - contained_Au_outputs_and_documented_losses) ÷ contained_Au_inputs; investigate rather than force discrepancies outside the approved control limitassayed inputs, products, residues, work-in-progress change, lossesdimensionless reconciliationmass-balance-identity

Data Quality Requirements

requirement_idApplies toRequirementEvidence
dq_1product and feed identityPreserve lot-level form, assay, fineness, impurity/alloy profile, source route, legal status, and chain of custody; do not merge doré and scrap routes before route-level reporting.Weighing, assay, supplier declaration, and lot genealogy
dq_2completenessCover all included operations and all applicable atomic rows for the reporting period; explain every missing or zero route-specific row.Signed process-map and ledger/utility reconciliation
dq_3temporal and geographic representativenessUse one coherent period, normally at least 12 consecutive months unless a complete campaign is more representative; identify facility and upstream dataset geographies.Reporting calendar, production log, and metadata
dq_4metrology and laboratory qualityUse calibrated instruments and documented sampling, detection limits, laboratory QA/QC, and uncertainty for assay and emissions.Calibration, sampling plans, control charts, accredited reports
dq_5technology and controlsDeclare route, operating state, abatement, wastewater treatment, internal recycling, and exceptional events represented.Process flow diagram, batch sheets, control logs, incident records
dq_6allocation transparencyRetain unallocated measurements and all mass/economic allocation inputs for reproduction and sensitivity comparison.Allocation workbook, masses/assays, price sources, dates

9. Validation Rules

rule_idApplies toRulesource_ids
validation_rule_1reference_productConfirm output_gold equals 1 kg after normalization and that form, fineness, alloy composition, and platinum-plating status are within the category.un-cpc-3-0-structure-2025
validation_rule_2inventory_identityConfirm each card is one atomic exchange; UUID rows match the stated identity/property/unit and official Chinese name; unresolved rows remain UUID-empty.
validation_rule_3route_consistencyReject a route-specific reagent or emission without the corresponding declared operation, or an operation whose applicable measured inputs, wastes, or releases are omitted without explanation.eu-jrc-nfm-bref-2017; fritz-gold-scrap-recycling-2020
validation_rule_4mass_and_assay_balanceRecalculate contained-gold inputs, outputs, work-in-progress change, residues, and measured losses; investigate rather than force discrepancies.mass-balance-identity
validation_rule_5environmental_control_stateConfirm wastewater identifies treatment state/destination and air releases are post-abatement with actual compartment and monitoring basis.eu-jrc-nfm-bref-2017
validation_rule_6data_provenanceConfirm every normalized amount traces to the named protocol and same-period records, with conversions and allocation reproducible.
validation_rule_7range_useDo not apply an external empirical range until at least two independent, original-text-verified, boundary-compatible sources support synthesis for the route and product state.

10. Published Dataset Profile

FieldValue
dataset_roleForeground production dataset eligible as a secondary_dataset or background_dataset after review
downstream_useProduct, process, and lifecyclemodel records for declared gold forms and route-specific cradle-to-gate studies
allowed_useUse for the represented facility, feed route, technology, product form/fineness, geography, period, allocation case, and boundary
excluded_useNot a generic mine-to-gold dataset or proxy for finished jewellery/electronics/coins, another recycling model, or another refining route without review
required_metadataPCR id/version; product form/fineness; alloy/plating status; feed route/legal status; geography; period; process route; boundary; upstream datasets; recycling model; allocation; UUID resolutions; owner/review status
required_quality_disclosureCoverage; mass/assay reconciliation; metrology; representativeness; cut-offs; allocation sensitivity; unresolved UUIDs; uncertainty; abnormal events; environmental-control state
update_triggerChange in feed route, technology, controls, product form/fineness, allocation, geography, supplier mix, or period; material correction; resolution of open UUID or range evidence

11. Data Sources

Source idTypeReferenceUsed for
un-cpc-3-0-structure-2025Official guidance (official_guidance)United Nations Statistics Division, CPC Version 3.0 Structure, 30 June 2025, https://unstats.un.org/unsd/classifications/Econ/Download/In%20Text/CPC_Ver_3.0_Structure_30Jun2025.csv (retrieved 2026-09-04)Official CPC 41320 identity and market forms
eu-jrc-nfm-bref-2017Official guidance (official_guidance)European Commission Joint Research Centre, Best Available Techniques Reference Document for the Non-Ferrous Metals Industries, 2017, https://bureau-industrial-transformation.jrc.ec.europa.eu/sites/default/files/2020-01/JRC107041_NFM_bref2017.pdf (retrieved 2026-09-04)Feedstocks, gold routes, reagents, controls, emissions and wastewater monitoring
fritz-gold-scrap-recycling-2020Literature (literature)Fritz, B.; Aichele, C.; Schmidt, M. Environmental impact of high-value gold scrap recycling. International Journal of Life Cycle Assessment 25, 1930-1941 (2020). https://doi.org/10.1007/s11367-020-01809-6 (retrieved 2026-09-04)Recycled-gold boundary, aqua-regia process, reagents, wastewater/sludge, foreground collection, and allocation

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Structured rule index

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System boundary rules · 4
Rule IDApplies toRuleSource IDs
system_boundary_rule_1foreground_system_boundaryThe foreground system contains feed acceptance and assay; only the preparation, melting, dissolution, refining, electrorefining, precipitation, casting, granulation, powder production, or semi-manufacturing operations actually used; off-gas capture and treatment; internal wastewater transfer and treatment attributable to the product; and final product assay and weighing. Buildings and capital equipment are outside the default foreground inventory unless explicitly included.
boundary_rule_1foreground_operation_selectionInclude only operations actually used to transform accepted feed into the declared gold product; record route-specific reagents and emissions as conditional atomic exchanges.eu-jrc-nfm-bref-2017, fritz-gold-scrap-recycling-2020
boundary_rule_2environmental_controlsInclude attributable off-gas capture/scrubbing and wastewater neutralization or treatment; do not report untreated generation and treated release as the same exchange.eu-jrc-nfm-bref-2017, fritz-gold-scrap-recycling-2020
boundary_rule_3upstream_and_recycling_boundaryKeep physical foreground collection from accepted feed to saleable product distinct from upstream datasets and the declared recycling system model.fritz-gold-scrap-recycling-2020
Allocation rules · 4
Rule IDApplies toRuleSource IDs
allocation_rule_1separately_metered_operationsAvoid allocation by subdividing and directly assigning measured inputs, wastes, and emissions to the operation and lot that produced them.fritz-gold-scrap-recycling-2020
allocation_rule_2inseparable_multi_output_operationsWhen gold and other valuable metals are inseparable at the measurement point, report mass allocation and economic allocation based on documented contemporaneous net values as sensitivity cases; identify the primary case and retain masses, assays, prices, currency, date, and calculations.fritz-gold-scrap-recycling-2020
allocation_rule_3internal_recovery_and_reworkReturn internally recovered gold-bearing residues to the mass balance once without treating them as a new external input or avoided product. Exported material receives a separate verified product or waste flow.eu-jrc-nfm-bref-2017
allocation_rule_4recycled_feedDeclare the recycling system model for gold scrap and keep upstream collection or avoided-primary-production credit outside the physical foreground inventory unless the boundary is explicitly expanded.fritz-gold-scrap-recycling-2020
Validation rules · 7
Rule IDApplies toRuleSource IDs
validation_rule_1reference_productConfirm output_gold equals 1 kg after normalization and that form, fineness, alloy composition, and platinum-plating status are within the category.un-cpc-3-0-structure-2025
validation_rule_2inventory_identityConfirm each card is one atomic exchange; UUID rows match the stated identity/property/unit and official Chinese name; unresolved rows remain UUID-empty.
validation_rule_3route_consistencyReject a route-specific reagent or emission without the corresponding declared operation, or an operation whose applicable measured inputs, wastes, or releases are omitted without explanation.eu-jrc-nfm-bref-2017, fritz-gold-scrap-recycling-2020
validation_rule_4mass_and_assay_balanceRecalculate contained-gold inputs, outputs, work-in-progress change, residues, and measured losses; investigate rather than force discrepancies.mass-balance-identity
validation_rule_5environmental_control_stateConfirm wastewater identifies treatment state/destination and air releases are post-abatement with actual compartment and monitoring basis.eu-jrc-nfm-bref-2017
validation_rule_6data_provenanceConfirm every normalized amount traces to the named protocol and same-period records, with conversions and allocation reproducible.
validation_rule_7range_useDo not apply an external empirical range until at least two independent, original-text-verified, boundary-compatible sources support synthesis for the route and product state.
Processes and inputs/outputs · 1
Process IDProcess nameInput flowsOutput flows
gold_refining_and_formingGold feed preparation, refining, environmental control, and final forming127

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